NIBA Past Conference Speakers

Updated 1/24/2014

Elena Georgievna Avakyan, The Supreme Arbitration (Commercial) Court of the Russian Federation

Peter Barca, FINRA (FORMERLY NASD) and U.S. Small Business Administration

Sunny Barkats, Managing partner of JSBarkats PLLC

Charles Bennett, FINRA (FORMERLY NASD)

Derek R. Bingham, Goldman, Sachs & Co.

Frank Birgfield, FINRA (FORMERLY NASD)

Deborah R. Bortner, Director, Securities Division, State of Washington and NASAA Board Member

Robert Breza, RBC Capital Markets

Sara Brody, Brobeck, Phleger & Harrison LLP

Bill Broka, FINRA (FORMERLY NASDAQ)

Eugene Buchannan, FINRA (FORMERLY NASD) Regulation Inc. and the NASDAQ Stock Market, Inc.

Doug Busk, Mobile Brand Strategy – Global Connections, The Coca-Cola Company

Marc Butler, Pershing

Patrick Campbell, the NASDAQ Stock Market, Inc.

Henry Carter, E*TRADE Securities Inc.

Jean Marie Cho, State of New York Office of Attorney General

Steve Cinelli, PRIMARQ

Russell Cleveland, CFA, Founder, President, and CEO of RENN Capital Group, Inc., and RENN Global Entrepreneurs Fund, Inc.

Ed Cox, Chairman of the New York Republican State Committee

Ms. Denise Voigt Crawford, State Securities Board

James Crowley, Pershing

Walter W. Cruttenden III, E*Offering Corp.

Stephen Cutler, U.S. Securities and Exchange Commission

Mark DeRosa, President of VantagePoint Benefit Administrators

The Honorable Peter Deutsch, U.S. House of Representatives

David Drake, TSL Capital Creation Event Series, LDJ Capital

Tracy Eichler, UBS Warburg

Douglas Ellenoff, Esq., Ellenoff Grossman & Schole LLP

Michael Emen, the NASDAQ Stock Market, Inc.

Philip Feigin, Rothgerber Johnson & Lyons LLP, Former Colorado Securities Commissioner and Former NASAA Chairman

Peter Fidelman, Griffin Securities

Mark Foley, Republican – Florida

Steve Forbes, Forbes 2000, Inc.

Michael Fugler, Chairman, EURO Financial Network, Inc.

Lisa Gok, U.S. Securities and Exchange Commission

Gary Goldshole, FINRA (FORMERLY NASD) Regulation Inc.

David Gourevitch, The Law Office of David Gourevitch P.C., Former Prosecutor, SEC Enforcement Attorney and Trial Lawyer

The Honorable James Greenwood, U.S. House of Representatives

Professor Joseph A. Grundfest, Stanford Law School

Joseph Hardiman, FINRA (FORMERLY NASD) President

F. Britt Harrington, Tahoe Air Corp.

David Harris, FINRA (FORMERLY NASD)

Dee R. Harris, NASAA President

Isaac Hunt, SEC Commissioner

Lee Iacocca, American Industrialist

Ken Kamen, President of Mercadien Asset Management, Bestselling Author

Jack Kemp, Former US Congressman

Ralph Lambiase, Department of Banking: Division of Securities

Brian Lane, SEC Director

Gerald Laporte, US Securities & Exchange Commission

Minh Le, FINRA (FORMERLY NASD)

Mary Lukens, Committee on Small Business

Paul Matthews, the NASDAQ Stock Market, Inc.

Gary Mendoza, California Security Commissioner

William Mohr, New York State Attorney General’s Office

Vince Molinari, GATE Technologies

Michael Morford, Executive Director of OK Invest

Matthew Nestor, Massachusetts Securities Division

The Honorable Michael Oxley, U.S. House of Representatives

Phil Pearce, 1968-69 FINRA (FORMERLY NASD) Chairman

John E. Pinto, FINRA (FORMERLY NASD) EVP

Joseph E. Price, Senior Vice President, Corporate Financing/Advertising Regulation, FINRA (FORMERLY NASD)

John Ramsay, FINRA (FORMERLY NASD) Regulation, Inc.

J. Joe Ricketts, Ameritrade

Evan R. Rosser, FINRA (FORMERLY NASD) Regulation, Inc.

James Rothenberg, First Chairman, N.Y.S.E., and National Market System Committee

Susan Rothwell, the NASDAQ Stock Market, Inc.

Ron Russo, GLX.com

Richard J. Salute, CPA, J.H. Cohn, LLP

Mary Schapiro, FINRA Chairman

Joel Michael Schwarz, State of New York Office of Attorney General

Thomas M. Selman, the NASDAQ Stock Market, Inc.

Daniel Sibears, FINRA (FORMERLY NASD) Regulation, Inc.

Elliot Spitzer, State of New York Office of Attorney General

John Spratt, FINRA (FORMERLY NASD)

Neal E. Sullivan, Bingham Dana, LLP and NASAA

Ernest “Ernie” Svenson, Svenson Law Firm and Co-Founder of DigitalWorkflow

LaNita Tyler, FINRA (FORMERLY NASD) Regulation, Inc.

Laura Unger, U.S. Securities and Exchange Commission

Don Van Weezel, New York Stock Exchange

Kemba Walker, FINRA (FORMERLY NASD) Regulation, Inc.

Steven Wallman, SEC Commissioner

Cornelius Willis, Microsoft Corporation

Alan M. Wolper, FINRA (FORMERLY NASD)

Therese Woods, FINRA (FORMERLY NASD)

The Honorable Ron Wyden, United States Senate

Frank G. Zarb, FINRA (FORMERLY NASD)

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