NIBA Past Conference Speakers
Elena Georgievna Avakyan, The Supreme Arbitration (Commercial) Court of the Russian Federation
Peter Barca, FINRA (FORMERLY NASD) and U.S. Small Business Administration
Sunny Barkats, Managing partner of JSBarkats PLLC
Charles Bennett, FINRA (FORMERLY NASD)
Derek R. Bingham, Goldman, Sachs & Co.
Frank Birgfield, FINRA (FORMERLY NASD)
Deborah R. Bortner, Director, Securities Division, State of Washington and NASAA Board Member
Robert Breza, RBC Capital Markets
Sara Brody, Brobeck, Phleger & Harrison LLP
Bill Broka, FINRA (FORMERLY NASDAQ)
Eugene Buchannan, FINRA (FORMERLY NASD) Regulation Inc. and the NASDAQ Stock Market, Inc.
Doug Busk, Mobile Brand Strategy – Global Connections, The Coca-Cola Company
Marc Butler, Pershing
Patrick Campbell, the NASDAQ Stock Market, Inc.
Henry Carter, E*TRADE Securities Inc.
Jean Marie Cho, State of New York Office of Attorney General
Steve Cinelli, PRIMARQ
Russell Cleveland, CFA, Founder, President, and CEO of RENN Capital Group, Inc., and RENN Global Entrepreneurs Fund, Inc.
Ed Cox, Chairman of the New York Republican State Committee
Ms. Denise Voigt Crawford, State Securities Board
James Crowley, Pershing
Walter W. Cruttenden III, E*Offering Corp.
Stephen Cutler, U.S. Securities and Exchange Commission
Mark DeRosa, President of VantagePoint Benefit Administrators
The Honorable Peter Deutsch, U.S. House of Representatives
David Drake, TSL Capital Creation Event Series, LDJ Capital
Tracy Eichler, UBS Warburg
Douglas Ellenoff, Esq., Ellenoff Grossman & Schole LLP
Michael Emen, the NASDAQ Stock Market, Inc.
Philip Feigin, Rothgerber Johnson & Lyons LLP, Former Colorado Securities Commissioner and Former NASAA Chairman
Peter Fidelman, Griffin Securities
Mark Foley, Republican – Florida
Steve Forbes, Forbes 2000, Inc.
Michael Fugler, Chairman, EURO Financial Network, Inc.
Lisa Gok, U.S. Securities and Exchange Commission
Gary Goldshole, FINRA (FORMERLY NASD) Regulation Inc.
David Gourevitch, The Law Office of David Gourevitch P.C., Former Prosecutor, SEC Enforcement Attorney and Trial Lawyer
The Honorable James Greenwood, U.S. House of Representatives
Professor Joseph A. Grundfest, Stanford Law School
Joseph Hardiman, FINRA (FORMERLY NASD) President
F. Britt Harrington, Tahoe Air Corp.
David Harris, FINRA (FORMERLY NASD)
Dee R. Harris, NASAA President
Isaac Hunt, SEC Commissioner
Lee Iacocca, American Industrialist
Ken Kamen, President of Mercadien Asset Management, Bestselling Author
Jack Kemp, Former US Congressman
Ralph Lambiase, Department of Banking: Division of Securities
Brian Lane, SEC Director
Gerald Laporte, US Securities & Exchange Commission
Minh Le, FINRA (FORMERLY NASD)
Mary Lukens, Committee on Small Business
Paul Matthews, the NASDAQ Stock Market, Inc.
Gary Mendoza, California Security Commissioner
William Mohr, New York State Attorney General’s Office
Vince Molinari, GATE Technologies
Michael Morford, Executive Director of OK Invest
Matthew Nestor, Massachusetts Securities Division
The Honorable Michael Oxley, U.S. House of Representatives
Phil Pearce, 1968-69 FINRA (FORMERLY NASD) Chairman
John E. Pinto, FINRA (FORMERLY NASD) EVP
Joseph E. Price, Senior Vice President, Corporate Financing/Advertising Regulation, FINRA (FORMERLY NASD)
John Ramsay, FINRA (FORMERLY NASD) Regulation, Inc.
J. Joe Ricketts, Ameritrade
Evan R. Rosser, FINRA (FORMERLY NASD) Regulation, Inc.
James Rothenberg, First Chairman, N.Y.S.E., and National Market System Committee
Susan Rothwell, the NASDAQ Stock Market, Inc.
Ron Russo, GLX.com
Richard J. Salute, CPA, J.H. Cohn, LLP
Mary Schapiro, FINRA Chairman
Joel Michael Schwarz, State of New York Office of Attorney General
Thomas M. Selman, the NASDAQ Stock Market, Inc.
Daniel Sibears, FINRA (FORMERLY NASD) Regulation, Inc.
Elliot Spitzer, State of New York Office of Attorney General
John Spratt, FINRA (FORMERLY NASD)
Neal E. Sullivan, Bingham Dana, LLP and NASAA
Ernest “Ernie” Svenson, Svenson Law Firm and Co-Founder of DigitalWorkflow
LaNita Tyler, FINRA (FORMERLY NASD) Regulation, Inc.
Laura Unger, U.S. Securities and Exchange Commission
Don Van Weezel, New York Stock Exchange
Kemba Walker, FINRA (FORMERLY NASD) Regulation, Inc.
Steven Wallman, SEC Commissioner
Cornelius Willis, Microsoft Corporation
Alan M. Wolper, FINRA (FORMERLY NASD)
Therese Woods, FINRA (FORMERLY NASD)
The Honorable Ron Wyden, United States Senate
Frank G. Zarb, FINRA (FORMERLY NASD)