NIBA Sponsors


JMJ Financial is a privately held investment firm that specializes in providing growth and development capital to emerging small cap companies. JMJ is not a broker or finder, the firm invests its own capital into transactions designed to build long term working relationships with a focused group of innovative companies. With over 150 Nasdaq, OTC Markets, NYSE, and OTCBB companies in its portfolio and a long and highly successful track record, JMJ Financial is one of the most active and reliable investors in the space. Contact: Shawn Ellis, telephone (888) 565-0073, Ext. 2. Email:




MaloneBailey, LLP, with offices in Houston, New York, Beijing and Shenzhen, is a market-leading, full-service accounting firm delivering high-quality small and middle-market private and public company audit and tax services.


Wells Compliance Group is a technology-based services company supporting the financial reporting needs of small-cap, publicly traded companies, and privately held firms whose lender, investor or shareholder base requires timely, periodic, GAAP-compliant financial reporting.

Wells Compliance experience and expertise includes debt and equity financing transactions, PIPE transactions, private placements, reverse mergers, joint ventures, asset acquisitions, registration statements, and compliance with the reporting requirements of the Securities Exchange Act of 1934 and Sarbanes-Oxley mandated policies.

Wells Compliance has developed a web-based solution “FACTS” to simplify data gathering, which removes the client from ledger entries, and provides management, auditors and stakeholders an innovative way to really understand the company’s real time financial condition. Through our proprietary technology, we can benefit our clients with timely and accurate SEC reporting while eliminating all of the manual work.

Wells Compliance is based in Los Angeles and New York, and has clients with operations on 3 continents.



JSBarkats, PLLC is fully committed to the success of each client. We deliver effective, timely, and practical legal advice and services, and consider ourselves to be integral members of our client’s team. Our objective with each client is to thoroughly understand their businesses and needs, and we play an active role in helping them exploit opportunities, overcome challenges, and ultimately achieve their goals. Contact: Sunny Barkats, 18 East 41 Street, 19th Floor New York,NY 10017. Telephone (646) 502-7007. Email:


Sichenzia Ross Friedman Ference LLP (“SRFF”) provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters.

Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws. Our practice includes the representation of clients located in the United States and throughout the World.

Our areas of expertise include corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. In addition, we provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny. Contact: Andrea Cataneo, Esq., 61 Broadway, 32nd Floor, New York,NY 10006. Telephone 212-398-3471. Email:


Founded in 1977 and based in Lawrenceville, New Jersey, SZAFERMAN LAKIND BLUMSTEIN & BLADER, P.C. is a full service law firm which holds Martindale-Hubbell’s ™ highest rating of AV, and has been ranked a Tier-1 Law Firm by U.S. News & World Report in its 2014 Best Law Firms edition. The firm is proud to have been recognized by New York Magazine as one of the New York Area’s Top Ranked Law Firms. Szaferman Lakind consists of four primary practice groups: general litigation, family law, personal injury and business. Our attorneys work together across practice areas to provide effective guidance to our clients, whether individuals, families, businesses or investors. We take pride in developing creative, cost effective solutions to achieve our clients’ goals. Contact: Gregg Jaclin, Esq., 101 Grovers Mill Road, 2nd Floor, Lawrenceville, New Jersey 08648. Telephone 609-557-0951. Email:


VStock Transfer is a NY based stock transfer and registrar firm which was founded by lawyers and is managed by lawyers. We can provide you/your client with customized pricing to offer costs savings. We provide you with DWAC services, dedicated account managers, FREE 24-7 Issuer access online to shareholder reports, and outstanding customer service that will impress the Issuer and the shareholders. We are also able to assist companies with DTC eligibility and can help bring market makers to the table to assist with the 15c211 process when needed. Contact: Lisa Loew, VP of Sales, VStock Transfer, LLC, 77 Spruce Street, Suite 201, Cedarhurst, New York 11516. Telephone 646-335-0311 (Direct), 917-742-7939 (Cell), 917-742-7939, or (646) 536-3179 (FAX). Email:


International Bancard

International Bancard enables businesses to accept payments safely and securely, online, onsite and on-the-go!

As a business owner, you know accepting payments allows you to increase sales, enhance cash flow, and improve tracking, all with fewer trips to the bank. When it comes to finding that partner to enable that transaction, how do you know who to choose when nearly every company seems to be the same?

Simple. You find someone who offers MORE than the standard program. International Bancard is your payment-processing partner for accepting credit cards, debit cards, and checks, all safely and securely. Our passionate customer service team remains dedicated and available at any time. You are more than just another transaction.

Get the MORE you’ve been missing with International Bancard!

Contact: Gene Schenberg, 1239 Anderson Road in Clawson, Michigan. Telephone: 800.827.4880. Email:

MicroCap Headlines

MicroCap Headlines is a unique resource for investors to learn about the hottest up and coming emerging growth companies in the marketplace!

We disseminate the most accurate & updated information on each and every company featured on stocks to watch.

From routine business decisions to the most complex and global business transactions, our clients rely on us to guide them through their legal needs.

Contact: Howard Schwartz, 1940 Deer Park Ave., #339, Deer Park,NY 11729. Telephone: (877) 283-6422. Email:

Pacific Stock Transfer

Pacific Stock Transfer Company is an independent Stock Transfer Agent, headquartered in Las Vegas, with over 30 years of experience in the securities industry. Registered with the Securities and Exchange Commission, and a member of the Securities Transfer Association, Inc (STA), Pacific Stock Transfer is dedicated to serving the needs of domestic and international companies, both public and non-public. As we celebrate our 30th anniversary, we represent over 900 Issuers, comprised of 250,000+ stockholders.

Pacific Stock Transfer opened in 1983, with the primary goal of providing outstanding customer service, not only to our client companies and their shareholders, but also to the brokerage community. Pacific Stock Transfer brings a depth of knowledge and experience, and a willingness to work with our client base to provide them with the most complete and comprehensive transfer agent services available.

We offer a wide variety of basic and optional services including online access to account information for Issuers and stockholders, warrant agent service, copyrighted certificate design and high quality offset printing, cash dividend disbursements, mailings, proxy tabulation, Edgar filings, and secure storage of records. We encourage you to inquire for details regarding other services you may require to meet your specific needs.

We strive to form a long-term working partnership with clients to deliver unparalleled service and responsiveness, to achieve outstanding results and maximize shareholder value. Through our business philosophy of putting clients first, we endeavor to create the foundation for future growth and establishment of a commanding national and international presence.

Contact: Pacific Stock Transfer, 6725 Via Austi Pkwy, Suite 300, Las Vegas, NV 89119. Telephone: (702) 361-3033, (800) 785-PSTC.


ProSeeder Technologies has created a SaaS-based enterprise platform for direct investing in the private securities marketplace. The system enables financial firms to manage investment and corporate operations, such as deal intake, deal syndication, due diligence, portfolio management, investor and LP reporting, and regulatory compliance, on a single, fully-integrated system. ProSeeder’s technology is private labeled, configurable and is in use by investment networks, family offices, and broker dealers.

Contact: Natasha Srulowitz, President / COO. Telephone: (516) 317-1788. Email:


Prosperity system Inc. (PSI) was founded by financial people from the broker/dealer community. Driven by the growing demand for secure, cloud-based document management and the ever increasing mobile workforce, PSI developed a collaboration platform that simplifies access to any enterprise content from anywhere, anytime, in real time and on-demand and making it available for collaboration, query, analysis and decision making.

The Prosperity Cloud Content Management platform was designed specifically for financial services and other, heavily regulated industries that require versioning, tracking and monitoring documents and sensitive communications for compliance and risk management. The platform provides you with a central hub for document sharing with version control, closed-loop, secure email system for confidential communications and a host of collaboration tools to make you and your employees highly productive:

 Email management – secure, closed loop email system for sensitive and confidential communication
 Email marketing & contact management
 Video conferencing – for up to 43 people with white board capabilities
 Records management/ archiving
 Workflow management
 Web content management
 Document management
 Collaboration – organizational, blogs, wikis

Please contact Prosperity Systems at Prosperity Systems, Inc. 64 Division Avenue | Levittown, NY 11756-2995
(516) 205-4751 |


Founded in 1968, Ruskin Moscou Faltischek has since emerged as the preeminent Long Island law firm. For over 45 years, Ruskin Moscou Faltischek has consistently evolved and expanded to meet our clients’ changing needs. As specialized as we are diverse, we have built cornerstone groups that represent all major practice areas of law including: corporate & securities, financial services, commercial litigation, health care, real estate, employment, and trusts & estates. We service a diverse and sophisticated clientele that includes large and mid-sized corporations, privately held businesses, institutions and individuals. With more than 60 attorneys, superior knowledge of the law, polished business acumen and proven credentials, Ruskin Moscou Faltischek has earned a reputation for excellence and success. It is this ongoing achievement that makes us an acknowledged leader among our peers and the preferred choice among business leaders.

Contact: Kristen Edelman, 1425 RXR Plaza, Uniondale, NY, 11556. Telephone: (516) 663-6600. Email:

StockVest financial market relations. Contact: Mary Kratka, P.O. Box 47-0420, Celebration, FL 34747. Telephone 407-518-0010.


Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services. Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry’s intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites.

Contact: Brian Cavalli, 350 Hudson Street, Ste. 300, New York,NY 10014. Telephone: (201) 942-7132. Email:

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