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NIBA 2012 September New York Luncheon Speakers – James Baxter, Esq., David Gourevitch, Esq. and Michael Scillia

by Scott Foshee on September 25, 2012

NIBA 2012 September New York Luncheon Speakers James Baxter, Esq., David Gourevitch, Esq. and Michael Scillia. James Baxter, Esq., Chairman and General Counsel of New York Global Group, speaks about the ABA article regarding the SEC’s enforcement bias against small Broker Dealers. David Gourevitch, Esq., of the Law Office of David Gourevitch P.C. and former Prosecutor, SEC Enforcement Attorney and Trial Lawyer speaks on the topic “Emerging Enforcement Trends Critical to Broker-Dealers, Small-Cap Issuers and Offerings.” Michael Scillia, Chairman of ASG Securities, Inc., speaks about the SEC meeting on Broker Dealer responsibility rules in Washington, DC.

The full video is posted on our NIBAVideo YouTube channel, and is also embedded below.