NIBA September 6-7, 2023 Ft. Lauderdale Panel Discussion 2

by Scott Foshee on September 19, 2023

National Investment Banking Association (NIBA) September 6-7, 2023 Ft. Lauderdale Panel Discussion 2
Topic 1: “How A Transfer Agent Impacts You, Your Shareholders and Your Capital”
Topic 2: “The ‘Micro-Cap IPO’ – How Companies Are Raising Capital”
Moderator: Seth Farbman, Chairman, VStock Transfer and NIBA Board of Directors
Panelists: John Heidenreich, Head of Equity Capital Markets, R.F. Lafferty and NIBA Board of Directors
Ross Carmel, Esq., Partner, Carmel, Milazzo & Feil and NIBA Board of Directors
Jay Heller, NASDAQ Head of Capital Markets
William Collins, Cboe Global Markets, Director, Corporate Listings, U.S.

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National Investment Banking Association (NIBA) September 6-7, 2023 Ft. Lauderdale, FL Panel Discussion – “Getting the Most Out of the Conference.” Jim Hock, President, Hanover International and NIBA Board Chairman
Carlo Corzine, Inv. Banking & Syndicate Principal, Dawson James Securities
and NIBA Board Chairman
Andrea Cataneo, Esq., Partner, Mitchell Silberberg & Knupp and
Chair NIBA Sponsorship Committee
David Briones, CFO, Brio Financial
Jason A. Bishara, MLIS, President, CEO, JAISIN Insurance Solutions
Nancy Duitch, CEO Avenir Wellness Solutions, Inc.

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