NIBA November 12-13, 2019 New York, NY Conference

The National Investment Banking Association (NIBA) was proud to host its 147th investment conference on November 12-13, 2019 at the The Westin New York at Times Square in New York, NY.

Since 1982, The National Investment Banking Association (NIBA) has been serving the micro-cap and small-cap investment community. We have hosted 146 investment conferences showcasing public and private companies seeking access to the financial industry. Our network has raised over $17 billion and are responsible for 90% of all IPOs under $20 million. We are made up of thousands of investment professionals representing over 60 key industry services and include over 8800 registered representatives that have over $78 billion assets under management.

The NIBA November 12-13, 2019 New York, NY Conference AgendaPosted in .pdf format 11/11/2019 12:00pm

National Investment Banking Association November 2019 New York Conference Interview videos are posted and are now available on our NIBAVideo YouTube channel.

Video of the 2019 November NIBA New York Panel Discussion – “Open Forum – All You Wanted to Know About the Capital Markets and Were Afraid to Ask,” with panelists Andrea Cataneo, Partner, SheppardMullin; Carlo Corzine, Inv. Banking & Syndicate Principal, Dawson James Securities; Seth Farbman, Chairman, VStock Transfer; Jim Hock, President, Hanover International; Jonathan Keim, NetworkNewsWire; and Jonathan Uretsky, Partner, Phillipson Uretsky LLP have been posted on the NIBA Blog. These videos are also available on our NIBAVideo YouTube channel.


At FitzGerald Yap Kreditor LLP, we have a vested interest in the success of our clients. We work tirelessly to solve your business problems and to overcome challenges that keep you from reaching your goals. We add value to your business with custom-tailored strategies designed to help you achieve optimal legal and financial results. We take the time to acquire a deep understanding of your business and individual needs by truly listening to your concerns. We take pride in offering a level of attention and responsiveness often lacking at larger firms, while keeping close and lasting relationships with our clients, standing by their sides through good times and bad. The bottom line is clear: if you don’t succeed, we don’t succeed.

FitzGerald Yap Kreditor LLP provides high-level expertise, guidance and legal representation to clients ranging from small businesses and entrepreneurs to large public corporations. Our attorneys know the nuances of the law as well as the practical demands of business. Our size gives us the advantages of increased efficiency and agility, while avoiding unnecessary overhead and administrative costs. This translates into the experienced counsel you need, without the inflated rates you don’t.

We provide a level of service and expertise that rivals the largest law firms, but consciously delivered in a more personal, attentive and cost-effective manner. Our team of skilled business attorneys, real estate and environmental lawyers and securities counsel makes every effort to treat each client as though they were our only client. We recognize that our only business is serving your business and we make sure that you are kept informed at every stage of your transaction or case.

Contact: Lynne Bolduc, Esq., 16148 Sand Canyon Ave., Irvine, CA 92618. Telephone: (949) 788-8900. Email:

Since its founding in 1990, Hanover International has advised hundreds of micro, small and mid-cap companies – both public and private – with defining and implementing effective capital formation, new business development and institutional shareholder relations strategies.

Our team is composed of a group of professionals across a number of disciplines that provide comprehensive advice, support and guidance to companies, both private and public, interested in entering the capital markets.

With offices in New York City and Los Angeles, Hanover International is comprised of a talented team of professionals with proven expertise in the areas of corporate finance, market awareness, SEC law and compliance, market research and analysis, corporate management and new business development.

Contact: James E. Hock, 44 Wall Street, 12th Floor, New York, NY 10005. Telephone: 760-564-7400. Email:

Sheppard Mullin Richter & Hampton LLP is a full service Global 100 firm handling corporate and technology matters, high stakes litigation and complex financial transactions. From our 15 offices in North America, Europe and Asia, we offer global solutions to our clients around the world, providing seamless representation in multiple jurisdictions.

We are a firm that truly puts clients first. And this sets us apart. We don’t just give lip service to client service. Every attorney and staff member has a plaque in his/her work space listing our client service expectations. We regularly give “Clients First” awards to attorneys and staff members who “go the extra mile” for our clients. Client service is part of our culture and permeates everything we do.

Contact: Andrea Cataneo, Partner, 30 Rockefeller Plaza, New York, NY 10112-0015. Telephone: 212-634-3096. Email:

At Sutton Funding, we offer the flexibility to create small business loans with terms that meet your specific needs as a borrower. Our high approval rates mean that we can say ‘yes’ when other lenders say no.

You’ll work with dedicated Loan Specialist who has specific knowledge about your industry and wi ll provide you one-on-one personalized service. 24 hour approvals, 24-48 hour funding, advances ranging from $10,000 to $5,000,000, multiple funding options available.

We recognize that not everyone has a perfect credit score, but we believe that should not stop you from accessing working capital. Our goal is to find the best possible funding program to meet your needs and grow your business!

Contact: Marc Kalter, 135 E 57th Street, 7th Floor, New York, NY 10022. Telephone: (646) 779-3948. Email:


Carmel, Milazzo & DiChiara LLP has a combined 40+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.

Located in the heart of Manhattan, the firm reflects the sophistication of the business and financial capital of the world. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds

Contact: Peter DiChiara, Esq., Partner, 261 Madison Avenue, 9th Floor, New York, NY 10016. Telephone: 646-838-1312. Email:

Phillipson & Uretsky, LLP is a cutting-edge, full-service law firm. We provide outstanding client service, dedicated staffing by knowledgeable and experienced attorneys and superior legal counsel for each of our cases. Browse our website to learn how we can put our resources to work for you.

Contact: Jonathan C. Uretsky, 111 Broadway, 8th Floor, New York, NY 10006. Telephone: (212) 571-1255. Email:

RRBB Accountants and Advisors is a full-service accounting, advisory and consulting firm located in central NJ. We put our client relationships first by providing responsive, quality service at reasonable rates. We have been in public accounting, delivering high quality accounting and advisory services for over 50 years and have experts with vast experience in many disciplines. We can be your one source for many resources. Founded in 1961 as Rosenberg Rich Baker Berman & Company, RRBB has grown to become one of the most respected accounting firms in the state, serving clients across the U.S. and worldwide, with 11 partners and 60 plus professional staff working out of our two offices.

RRBB offers big firm capabilities with boutique firm attention. Specifically some of the many services; Accounting, Audit, tax, estate planning and consulting, valuation and litigation support, CFO outsourcing and FINOP services, Asset and Wealth management, Professional practices consulting, Consulting services to startups and early stage companies from formation to due diligence.

Contact: Brian F. Zucker, CPA, 265 Davidson Ave. #210, Somerset, NJ 07719. Telephone: 908-231-1000. Email:


BANQ® is the internet marketplace that is reinventing the primary capital markets. We are giving meaning back to public offerings and enabling the crowd to participate in deals typically reserved for institutions and Wall Street. Our base of qualified investors will get the opportunity to invest in deals by emerging-growth companies. We are bringing back the Small Cap IPO and marrying Main Street with Wall Street.

BANQ® completed the first ever Reg A+ to the NYSE MKT with its client MYOMO. That offering was a historic moment for the industry!

Contact: Mark Elenowitz, 1450 Broadway, 26th Fl, New York, NY 10018. Telephone: 917-512-0822. Email:

The CFO Squad prides itself with making life easier for CEOs, CFOs, auditors, legal counsel and others with a variety of financial reporting services, and we do it at a fraction of the cost of a full accounting staff. Our core business in helping clients with their SEC Compliance (S-1, 8K, 10K, 10Q and other SEC filings). We do everything that auditors are prohibited from doing for management.

We provide essential pre-audit, technical accounting or financial reporting skills needed file SEC reports on-time, or bankers and investors informed. From start-ups with no accounting staff to multi-national companies, our services are tailored to fit the needs of clients from around the world.

Contact: Joseph Himy, 46 Main Street, Ste. 119, Monsey, NY 10952. Telephone: 845-613-3394. Email:

Directors and Officers Insurance’s mission is to develop new and better way to search for Insurance and Financial solutions. This not only delivers the best product but also achieves a cost-effective price.

Our philosophy at Directors and Officers is to always to put our clients’ interest at the forefront of everything we do. We believe by doing this, we build a trust and relationship which will foster not only customer satisfaction but more importantly customer loyalty. Our goal is to be our clients’ trusted advisors. To be the place where they can turn for an unbiased opinion.

Contact: Timothy Hillert, CEO, One World Trade, 85th Floor, New York, NY 10007. Telephone: (212) 390-8207 Ext. 1002. Email:

The law firm of Hunter Taubman Fischer & Li LLC is committed to providing superior service while adhering to the highest ethical standards.

We possess a broad base of knowledge and extensive experience – which provides a distinct advantage to our clients. The firm carefully selects its attorneys from among the top professionals in the legal field.

Contact: Louis Taubman, 1450 Broadway, 26th Floor, New York, NY 10018. Telephone: 917-512-0827. Email:

Thayer O’Neal is an entrepreneurial CPA firm with an expert team of CPAs, Certified Fraud Examiners and Enrolled Agents. Our team is multilingual and multicultural.

We provide traditional CPA firm assurance, attestation, audit and tax services, as well as consulting to help our clients improve profitability and grow their businesses.

Contact: Thomas M. O’Neal, 101 Parklane Boulevard, Suite 201, Sugar Land, TX 77478. Telephone: 281-552-8430. Email:

For over a decade V-Rooms has been the SECURE, EASY-TO-USE, and AFFORDABLE Virtual Data Room provider of choice for accountants, investment bankers, private equity firms, M&A advisors and many others.

Contact: Karen Perkins, 3501 Sycamore School Road, Ste. #125-127, Fort Worth, TX 76133. Telephone: (817) 203-8353. Email:

V Stock Transfer is a NYC based stock transfer and registrar firm servicing clients ranging from private companies to pre-IPO issuers to NYSE American, NASDAQ and OTC listed companies. VStock Transfer was founded by experienced securities lawyers to provide cost savings, DTC Eligibility, DWAC services, dedicated account managers, FREE 24-7 Issuer access online to shareholder reports, and outstanding customer service.

Contact: Seth Farbman, 18 Lafayette Place, Woodmere, NY 11598. Telephone: 212.828.8436. Email:


Accesswire (Issuer Direct®) is an industry-leading communications and compliance company focusing on the needs of corporate issuers. Issuer Direct’s principal platform, Platform id., empowers users by thoughtfully integrating the most relevant tools, technologies and services, thus eliminating the complexity associated with producing and distributing financial and business communications. Headquartered in RTP, NC, Issuer Direct serves more than 2,000 public and private companies in more than 18 countries.

Contact: Brian Balbirnie, 500 Perimeter Park Drive Suite D, Morrisville, NC 27560. Telephone: (919) 481-4000. Email:

Investor Outreach for the Digital Age. Leverage’s innovative digital tools, advanced distribution networks, and guaranteed visibility to accelerate your company’s awareness, investor engagement, and success.

Contact: Dennis Beckert, 10736 Jefferson Blvd, #1054, Culver City, CA 90230. Telephone: 310-822-5500. Email:

NetworkNewsWire (NNW) is a financial news and content distribution company that provides (1) access to a network of wire services via NetworkWire to reach all target markets, industries and demographics in the most effective manner possible, (2) article and editorial syndication to 5,000+ news outlets (3), enhanced press release services to ensure maximum impact, (4) social media distribution via the Investor Brand Network (IBN) to nearly 2 million followers, (5) a full array of corporate communications solutions, and (6) a total news coverage solution with NNW Prime. As a multifaceted organization with an extensive team of contributing journalists and writers, NNW is uniquely positioned to best serve private and public companies that desire to reach a wide audience of investors, consumers, journalists and the general public. By cutting through the overload of information in today’s market, NNW brings its clients unparalleled visibility, recognition and brand awareness. NNW is where news, content and information converge.

Contact: Jonathan Keim, 1202 Lexington Ave. Suite 117 New York, NY 10028. Telephone: (212) 418-1217. Email:

About the Westin New York at Times Square

The Westin New York at Times Square offers a refreshing hotel experience in the heart of Midtown Manhattan. The impressive 45-story tower distinguishes this 873-room landmark hotel located in the heart of Broadway – within walking distance of 40 theaters and world-famous shops and restaurants. Luxurious rooms and suites feature Heavenly Beds® and Heavenly Baths®. Guests can take advantage of the indoor parking garage located across the street where Westin Guests will be offered preferred pricing if staying at the hotel. Guests can shape up in the WestinWORKOUT® Gym, or stroll from the lobby into E Walk®, a 200,000 sq. ft. retail, dining and entertainment complex.

  • Within walking distance to 40 Broadway theaters & Restaurant Row.
  • Close to spectacular sights & New York City’s most famous landmarks.
  • Easy to Access subway system, Penn Station and Grand Central Station.
  • Surrounded by New York City’s fashion and financial districts.
  • Convenient to all New York City’s airports.
  • World famous shopping just steps away.