NIBA June 17-19, 2013 New York Conference

The Official NIBA New York, NY June 2013 Conference Video

Video courtesy of StockVest.


NIBA New York Conference SOLD OUT!

Videos for the NIBA New York June 2013 Luncheon Speaker Ed Cox, Chairman, New York Republican State Committee, the NIBA New York June 2013 Reg A Presentation by Sunny Barkats Esq., and the NIBA New York June 2013 Seed Invest Funding Platform Presentation are now posted on our NIBAVideo YouTube channel and on our NIBA Blog page.


American CryoStem: “We’d like to express our thanks to everyone at NIBA for inviting American CryoStem to present at the June 2013 Conference in New York City.  Your clever conference format provided a great opportunity for us to share our exciting story with a well diversified audience of investment professionals and to meet one-on-one with many potential new strategic banking partners.  NIBA is a first class organization, and we’re looking forward to presenting at many future events.” John Arnone, Chairman and CEO

AmericaVest: ”On behalf of the AmericaVest team, we thank you for a great conference and for all your effort in creating a well-planned and successful event. We enjoyed our time at NIBA and received very positive feedback from our presentation. Great companies along with great folks! We look forward to presenting again in the future.”  Szabina Tallarom, Marketing Assoc.

Chuck Moore, CEO Crucible Capital: “In 28 years in the business the just completed June 2013 NIBA conference in NYC was the best conference I have ever attended.  From the excellent, courteous, knowledgeable, efficient and competent staff; to the precision scheduling, and excellent quality companies, and off the charts networking opportunities”

El Padrino Spirits: “Thank you to NIBA for the first rate conference you put on in New York last week. We came in expecting to develop a relationship or two and left with over a dozen solid leads for our investment needs and that does not include offers from attorneys, accountants, and stock transfer agents! Truly a worthwhile meeting for a small start-up with big ambitions. We were also impressed with the quality and the diversity of the other companies that presented. I would encourage any micro or small cap company to seek out NIBA if they are interested in exploring the capital markets.” Todd Graham, Chairman

IEG Holdings (Investment Evolution): “Presenting at NIBA’s June 2013 NYC conference was a great experience and the Investment Evolution team would like to thank NIBA for putting on such a successful event. I had the opportunity to tell the Investment Evolution story to an audience of New York’s elite investment bankers and investment professionals which has generated strong interest in investing in our business and in follow up private investor presentations. Based on our positive experience I would certainly recommend other companies seeking this type of exposure to participate in future NIBA events.” Paul Mathieson, CEO

Validian Corporation: “The opportunity to present the Validian story to both the investment community and those interested in potential collaboration using the technology looks to be an overwhelming success. There were a large number of investment bankers and brokerage professionals in the audience at this event, which immediately translated into many follow up meetings that required CEO Bruce Benn and Validian support personnel to extend their stay for the remainder of the week in NYC in order to accommodate an overload of interested parties.” Bruce Benn, CEO

Marc Schneider, Schneider Asset Management: “The NIBA conferences present a premier opportunity for investment bankers, investment professionals, company management and leaders across industry to meet, network and tell their story in a fun, exciting and collaborative environment.”

William Cella, Associate, Crucible Capital: “This was my first NIBA conference.  I was  very pleased to see  the many businesses showcased at the conference as well as the spirit of cooperation I witnessed  between  investment bankers working together to support the presenting companies.  The term  “the new normal” is often overused, but in this tight money economy,  survival  for all is increasingly dependent on  NIBA members working  together to provide quality professional service in an expeditious manner.  NIBA supports what needs to be done to re-establish and support this “new normal”.   NIBA conferences provide a great forum for all, to both showcase products and services, and  for Investment bankers to work together for the greater good.”

Photos from NIBA New York, NY, June 17-19, 2013

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Photography by D. Scott Foshee

Presenting Companies at NIBA New York, NY June, 2013


If you want to contact a company, please follow the guidelines of NIBA’s Ethical Policy and ONLY do so through listed contacts. All licensed persons may click here and view all company General Session presentations in the NIBA Virtual Data Room. NIBA Virtual Data Room users must register to view the detailed presenting company information.

American Cryostem Corporation
James E. Hock at

AmericaVest CRE Mortgage Funding Trust
Charles Moore at

Apollo Medical Holdings, Inc.
James E. Hock at

Bill the Butcher
Bill Watson at

Continental Prison Systems
Bill Watson at

El Padrino Spirits, Inc.
Lynne Bolduc, Esq. at

Paul Marshall at

Hygea Holdings Corp.
Carlo Corzine at

Imprimis Pharmaceuticals, Inc.
William Jordan at

James River Holdings Corp.
James E. Hock at

Owens Realty Mortgage
Bryan Draper at

Paquin Healthcare Companies
Kelly McCarthy at

Pharmagen, Inc.
Charles Moore at

Rehact AB
James West at

Tellus Technology, Inc.
James E. Hock at


Trunity Holdings, Inc.
James E. Hock at


Black Shopping Channel, Inc.
Lynne Bolduc, Esq. at
China Commercial Credit, Inc.
Michael Jacobs at
CopyTele, Inc.
William Jordan at
IEG Holdings
Seth Farbman at
Infinity Augmented Reality, Inc.
Jason Lyons at
Midwest Energy Emissions Corp.
Douglas K. Aguililla at
Jason Lyons at
Preferred Apartment Communities, Inc.
William Jordan at
Scayl, Inc.
Bill Watson at
Soupman, Inc.
Robert Bertrand at
Validian Corporation
Jim Stock at

Ed Cox

May 2, 2013 – ATHENS, GA – (MARKETWIRE) –  Ed Cox, Chairman of the New York Republican State Committee will be featured as the Guest Luncheon Speaker at the upcoming National Investment Banking Association conference, The 126th NIBA Sponsored Event, in New York, NY on June 18, 2013.

Ed Cox is a lawyer with a distinguished record of service to his Party and in the domestic and international policy arenas. He has served three U.S. Presidents, four Governors and the Republican Party at the state and national levels. He was sworn in as Chairman of the Republican Party of New York State on September 29, 2009.  Read more….



The Black Shopping Channel, the first twenty-four hour Urban TV Shopping Channel in America. The Company’s goal is to expand its shopping channel to Dish Network, Direct TV, Time Warner, Comcast and Global Data Centers that reach over 565 million potential shoppers daily.
Websites and

Lowenstein Sandler’s Specialty Finance practice handles mergers and acquisitions; acquisition financing; registered direct (RD) and underwritten offerings, private investment in public equity (PIPE) and special purpose acquisition companies (SPACs) and other financing transactions for a wide array of investment funds, leading national investment banks and issuers, in deals worldwide. Over the past few years, the group has assisted in more than $4 billion in transactions, maintaining its ranking among the nation’s top firms representing placement agents and investors in these transactions, according to The PIPES Report and

MaloneBailey, LLP, with offices in Houston, New York, Beijing and Shenzhen, is a market-leading, full-service accounting firm delivering high-quality small and middle-market private and public company audit and tax services.

NEW YORK GLOBAL GROUP is a leading middle market focused venture capital, private equity investment and corporate advisory group specializing in Emerging Growth Companies. EXPERIENCE: For more than 10 years, as a buy-side institutional investor with access to more than $500 million in investment capital in Asia, we have helped fund growth companies across many industries in the U.S. and elsewhere. We are experts on Asia. Through a large associate office in Beijing, we have participated in more than 200 projects in corporate finance, venture/private equity investments, due diligence assignments and export assistance. NO CONFLICTS WITH LICENSED BROKERS: We introduce quality companies to licensed investment banks, lawyers and auditors worldwide. We are not a broker dealer in the U.S. This basic principle ensures that we have no conflicts of interest with investment banks and other professionals during their independent due diligence process by not sharing fees or receiving any sort of compensation from them. LEADERSHIP: Our Chairman is James Baxter, a graduate of Yale University and Harvard Law School with more than 30 years of senior Wall Street experience. A FINRA arbitrator for 16 years, Mr. Baxter is the former Head of Far East Investment Banking at Merrill Lynch and a former securities attorney at global law firm Sullivan & Cromwell in New York. CONTACT New York Global Group: The Trump Building, 40 Wall Street, 38th Floor, New York, NY 10005 USA. Tel: (212) 566-0499.



Sichenzia Ross Friedman Ference LLP is a specialized boutique law firm that provides Experienced, professional representation for all matters involving the securities industry, as well as general corporate and litigation matters. Our clients include private and public corporations (from start-ups to NYSE-listed companies), broker-dealers, investment advisors, individual corporate investors, partnerships and other entities. We also advise institutional investors or transactions involving complex securities law considerations. SRFF regularly advises clients regarding corporate and commercial transactions, including public offerings, reverse mergers, private investments in public equity (PIPEs), registered direct offerings, private placements, as well as mergers and acquisitions, and general commercial and securities litigation. We are recognized nationally for innovation, entrepreneurship and legal excellence in public company representations. Website

VStock Transfer is a NY based stock transfer and registrar firm which was founded by lawyers and is managed by lawyers. We can provide you/your client with customized pricing to offer costs savings. We provide you with DWAC services, dedicated account managers, FREE 24-7 Issuer access online to shareholder reports, and outstanding customer service that will impress the Issuer and the shareholders. We are also able to assist companies with DTC eligibility and can help bring market makers to the table to assist with the 15c211 process when needed. Contact: Lisa Loew, VP of Sales, VStock Transfer, LLC, 77 Spruce Street, Suite 201, Cedarhurst, New York 11516. Telephone 646-335-0311 (Direct), 917-742-7939 (Cell), 917-742-7939, or (646) 536-3179 (FAX). Email:



Anslow + Jaclin advises and counsels diverse, clients domestically and worldwide, on unique and sophisticated corporate and securities transactions. This includes different “going public” transactions such as IPO’s, self-filings and reverse mergers. It also assists public companies with PIPE financing, Registered Direct Offerings and other financial transactions as well as mergers and acquisitions. Finally, it assists public companies with their SEC, and other regulatory, reporting requirements, and general corporate matters. Our global clients include well-established public corporations, emerging and development stage companies, entrepreneurial start up enterprises, investment banks, private investment funds and other business entities across a broad range of industries. Website:

Barton LLP is comprised of an elite team of former partners of “Big Law” who have created a client-focused, highly sophisticated, and results-oriented law firm. Our mission is to provide effective and efficient delivery of high quality legal services. We develop long-term relationships by partnering with our clients so that we thoroughly understand their businesses and goals. We then apply our expert legal talents, business acumen and practical problem-solving approach. Our clients value us as their trusted advisors who assist them in identifying and minimizing risk while maximizing opportunities. Website

Founded in 1985, Corporate Stock Transfer (CST) serves domestic and international public companies, providing complete stock transfer services, paying agent services and escrow agent services with unparalleled customer service. Website

JSBarkats PLLC is a dynamic full-service law firm headquartered in the heart of Manhattan, specializing in Corporate, Capital Markets and Securities law. The firm provides experienced, efficient, and cost-effective legal services to institutional as well as small and mid-sized corporate clients and individuals.

The Synergy between our corporate group, Intellectual Property/Patent group, our Real Estate team and the litigation department allows us to ensure that we not only enhance value, but also the quality of services our clients receive.

Pacific Stock Transfer Company is an independent Stock Transfer Agent, headquartered in Las Vegas, with over 30 years of experience in the securities industry. Registered with the Securities and Exchange Commission, and a member of the Securities Transfer Association, Inc (STA), Pacific Stock Transfer is a dedicated to serving the needs of domestic and international companies, both public and non-public. As we celebrate our 30th anniversary, we represent over 900 Issuers, comprised of 250,000+ stockholders. Website

TDM Financial Our financial writers author high-caliber financial coverage every month designed to engage and educate longer term investors. TDM Financial is uniquely positioned to communicate with a growing audience of financial professionals. Our flagship website,, is a leading destination for sophisticated investors looking to research and track regulatory filings made with the U.S. Securities and Exchange Commission (SEC). The portal offers real-time SEC filing alerts by e-mail or RSS as well as access to an extensive database of over seven million filings dating back to 1994. Over 600,000 investors have registered with to receive real-time email alerts on the companies they follow. Website



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