NIBA June 20 – 21, 2016 New York, NY Conference

Sheraton New York Times Square

The National Investment Banking Association (NIBA) was proud to host its 138th investment conference on June 20 – 21, 2016 at the Sheraton New York Times Square Hotel in New York, NY.

Our 1.5 day fast paced, yet intimate event provided the opportunity to network with the management of public and privately-held micro-cap and small-cap companies and financial industry professionals. Following morning presentations, attendees had the opportunity to meet one-on-one with companies at their own private booth pace.

Conference Attendees are broker dealers,investment bankers, RIA’s, private equity groups, fund managers, institutional and retail investors, bridge-loan providers and other domestic and international industry professionals.

Download the NIBA June 20 – 21, 2016 New York, NY Conference Agenda

Updated 06/19/2016 at 2:00pm EST

Conference Presentation Videos have been uploaded to the NIBA Information Portal with ProSeeder Technologies. Login here to view.

Videos of the NIBA 2016 June New York, NY Panel Discussion “Regulation A+: Navigating the Hype and Discovering the Value of the New ‘Mini-IPO’ and the ProSeeder lunch presentation have been posted on the NIBA Blog. These videos are also available on our NIBAVideo YouTube channel.

Videography by D. Scott Foshee

The Official NIBA New York, NY June 2016 Conference Video

Video courtesy of StockVest.

Photos from NIBA New York, NY, June 20 – 21, 2016

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Photography by D. Scott Foshee

Presenting Companies at NIBA New York, NY June, 2016

If you want to contact a company, please follow the guidelines of NIBA’s Ethical Policy and ONLY do so through the company’s NIBA Sponsor.  All licensed persons may click here and view all company General Session presentations in the NIBA Virtual Data Room. NIBA Virtual Data Room users must register to view the detailed presenting company information.

Atossa Genetics
Scott Gordon at

Champions Basketball League
Andrea Cataneo, Esq. at

James E. Hock at

James E. Hock at

GreeneStone Healthcare
Sunny Barkats, Esq. at

HARD Beverages
James E. Hock at

International Properties Opportunity
Jack Myers at

James E. Hock at

James E. Hock at

Sunny Barkats at

James E. Hock at

Solara Analytics
James E. Hock at

Stewart’s All American
James E. Hock at

Mark Hatch at

Watkins-Conti Products
Lynne Bolduc, Esq. at

James E. Hock at

Andrea Cataneo, Esq. at

Videos courtesy of StockVest.

Apollo Enterprise Solutions
Andreea Porcelli at
Collidion, Inc.
Lynne Bolduc, Esq. at
Entia Biosciences, Inc.
John Heidenreich at
Carlo Corzine at
MRI Interventions, Inc.
Frank Grillo at
Paringa Resources Limited
Michael Segal at
Pulmostics Limited
James E. Hock at
Terra Capital Partners
Robert Hackel at
Bill Koyl at


Putting our clients’ interests first is at the core of our philosophy. Hanover International and its team ensures that our interests are always aligned with those of our clients. We also custom-tailor our investment strategies to a client’s specific needs.

Known for our ability to handle complex and highly confidential situations, we bring to the table deep experience across various market cycles, vast intellectual capital, unconventional thinking and a problem-solving approach.

Our team comprises a unique group of exceptional investors, thought leaders and highly experienced business professionals – all of whom are unified with a strong passion and commitment to servicing our clients. Contact: James E. Hock, Telephone: (760) 564-7400. Email:

JMJ Financial is a privately held investment firm that specializes in providing growth and development capital to emerging small cap companies. JMJ is not a broker or finder, the firm invests its own capital into transactions designed to build long term working relationships with a focused group of innovative companies. With over 150 Nasdaq, OTC Markets, NYSE, and OTCBB companies in its portfolio and a long and highly successful track record, JMJ Financial is one of the most active and reliable investors in the space. Contact: Sandy Weisman, Telephone: (844) 414-9040. Email:


Sichenzia Ross Friedman Ference LLP (“SRFF”) provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters.

Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws. Our practice includes the representation of clients located in the United States and throughout the World.

Our areas of expertise include corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. In addition, we provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny. Contact: Andrea Cataneo, Esq., 61 Broadway, 32nd Floor, New York,NY 10006. Telephone 212-398-3471. Email:




ProSeeder Technologies offers financial firms a fully integrated, yet highly configurable cloud-based platform to manage their private funding opportunities and investments. With a passion for innovation and collaboration, we created ProSeeder to help clients maximize their operational efficiency and provide a detailed audit trail for compliance and reporting. Our robust collaboration platform is also designed to scale with our clients’ growing investment reach – whether it’s bringing in more accredited investors, vetting more investment opportunities or growing globally.



VStock Transfer is a NY based stock transfer and registrar firm which was founded by lawyers and is managed by lawyers. We can provide you/your client with customized pricing to offer costs savings. We provide you with DWAC services, dedicated account managers, FREE 24-7 Issuer access online to shareholder reports, and outstanding customer service that will impress the Issuer and the shareholders. We are also able to assist companies with DTC eligibility and can help bring market makers to the table to assist with the 15c211 process when needed. Contact: Lisa Loew, VP of Sales, VStock Transfer, LLC, 77 Spruce Street, Suite 201, Cedarhurst, New York 11516. Telephone 646-335-0311 (Direct), 917-742-7939 (Cell), 917-742-7939, or (646) 536-3179 (FAX). Email:




BANQ® is the internet marketplace that is reinventing the primary capital markets. We are giving meaning back to public offerings and enabling the crowd to participate in deals from a qualified network of investment banks. Our base of qualified investors will get the first look and opportunity to invest in deals by fast-growth companies with promise of liquidity through dividends or public markets.

Our entire process is engineered to be effortless for the investor, from initial account setup to the exit, without all the hassle of depositing share certificates. Experienced brokers are always ready to assist and guide investors at every step.

Contact: Mark Elenowitz, 1450 Broadway 26th Floor, New York, NY 10018. Telephone: 917-512-0822. Email:


BenXchange was created to change the way you search and find Insurance, Retirement and Employee Benefit products and solutions. We brought together a team of experts from different fields and skill sets to make sure you have a well rounded team available to solve and address any needs you have.

BenXchange has set out to change the way people look at insurance. We saw a problem in the industry when using other sites, you would have to visit several different sites or companies in order to build your benefits package. BenXchange is the one stop shop you have been looking for. We like to look at ourselves as your friends with benefits.

Contact: Timothy Hillert, One World Trade, 85th Floor, New York, NY 10007. Telephone: (646) 450-0416. Email:

Carmel, Milazzo & DiChiara LLP

Carmel, Milazzo & DiChiara LLP has a combined 40+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.

Located in the heart of Manhattan, the firm reflects the sophistication of the business and financial capital of the world. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.

Contact: Peter DiChiara, Esq., Partner, 261 Madison Avenue, 9th Floor, New York, NY 10016. Telephone: 646-838-1312. Email:

Consilium Global Research (CGR) is the bridge between companies and investors. To improve our clients’ market valuation, increase trading activity and lower cost of capital, we provide a thorough and objective company analysis, distributed throughout the institutional and retail investment communities, one-on-one meetings with targeted investors, and relevant advisory services. Contact: Don McDonald, Telephone: (727) 329-8652. Email:


New laws governing capital markets in the United States have just changed how business raises capital. The JOBS Act gave companies new ways to raise money from the public, and investors in them new venues to trade these investments.

Using CrowdEngine’s software platform, companies can legally raise money from the general public. CrowdEngine is a “white label” solution provider. All of our services are licensed and operated by CrowdEngine but made available to you and your customers under your domain and branding.

Contact: Brent Brague, 4770 South 900 East #200, Salt Lake City, UT 84117. Telephone: 888-645-7018. Email:

Hunter Taubman Fischer

The law firm of Hunter Taubman Fischer is committed to providing superior service while adhering to the highest ethical standards.

We possess a broad base of knowledge and extensive experience – which provides a distinct advantage to our clients. The firm carefully selects its attorneys from among the top professionals in the legal field.

Contact: Louis Taubman, 1450 Broadway, 26th Floor, New York, NY 10018. Telephone: 917-512-0827. Email:

JSBarkats, PLLC

JSBarkats, PLLC is fully committed to the success of each client. We deliver effective, timely, and practical legal advice and services, and consider ourselves to be integral members of our client’s team. Our objective with each client is to thoroughly understand their businesses and needs, and we play an active role in helping them exploit opportunities, overcome challenges, and ultimately achieve their goals. Contact: Sunny Barkats, 18 East 41 Street, 19th Floor New York, NY 10017. Telephone (646) 502-7007. Email:

MaloneBailey, LLP

MaloneBailey, LLP, with offices in Houston, New York, Beijing and Shenzhen, is a market-leading, full-service accounting firm delivering high-quality small and middle-market private and public company audit and tax services.

OTC Markets

OTC Markets Group organizes securities into the OTCQX®, OTCQB® and OTC Pink® tiered marketplaces. The marketplace on which a company trades reflects the integrity of its operations, its level of disclosure, and its degree of investor engagement.

The OTCQX® Best Marketplace is for established, investor-focused U.S. and global companies. To qualify for the OTCQX marketplace, companies must meet high financial standards, demonstrate compliance with U.S. securities laws, be current in their disclosure, and be sponsored by a professional third-party advisor. Designed for investor-focused companies, OTCQX ensures that investors and brokers have the quality of information that’s necessary to intelligently analyze, value, and trade their securities.

The OTCQB® Venture Marketplace is for entrepreneurial and development stage U.S. and international companies that are unable to qualify for OTCQX. To be eligible, companies must be current in their reporting and undergo an annual verification and management certification process. These standards provide a strong baseline of transparency, as well as the technology and regulation to improve the information and trading experience for investors. Companies must meet a minimum $0.01 bid price test and may not be in bankruptcy.

The OTC Pink® marketplace offers trading in a wide spectrum of equity securities through any broker. This marketplace is for all types of companies that are there by reasons of default, distress or design, which is why they are further segmented based on the level of information that they provide.

RRBB Accountants and Advisors

RRBB Accountants and Advisors is a full-service accounting, advisory and consulting firm located in central NJ. We put our client relationships first by providing responsive, quality service at reasonable rates. We have been in public accounting, delivering high quality accounting and advisory services for over 50 years and have experts with vast experience in many disciplines. We can be your one source for many resources. Founded in 1961 as Rosenberg Rich Baker Berman & Company, RRBB has grown to become one of the most respected accounting firms in the state, serving clients across the U.S. and worldwide, with 11 partners and 60 plus professional staff working out of our two offices.

RRBB offers big firm capabilities with boutique firm attention. Specifically some of the many services; Accounting, Audit, tax, estate planning and consulting, valuation and litigation support, CFO outsourcing and FINOP services, Asset and Wealth management, Professional practices consulting, Consulting services to startups and early stage companies from formation to due diligence.

Contact: Brian F. Zucker, CPA, 265 Davidson Ave. #210, Somerset, NJ 07719. Telephone: 908-231-1000. Email:

Founded in 1968, Ruskin Moscou Faltischek has since emerged as the preeminent Long Island law firm. For over 47 years, Ruskin Moscou Faltischek has consistently evolved and expanded to meet our clients’ changing needs. As specialized as we are diverse, we have built cornerstone groups that represent all major practice areas of law including: corporate & securities, financial services, commercial litigation, health care, real estate, employment, and trusts & estates. We service a diverse and sophisticated clientele that includes large and mid-sized corporations, privately held businesses, institutions and individuals. With more than 60 attorneys, superior knowledge of the law, polished business acumen and proven credentials, Ruskin Moscou Faltischek has earned a reputation for excellence and success. It is this ongoing achievement that makes us an acknowledged leader among our peers and the preferred choice among business leaders.

Contact: Stephen Fox, Esq., 1425 RXR Plaza, East Tower 15h Floor, Uniondale, NY 11556. Telephone: (516) 663-6580. Email:

StockVest financial market relations. Contact: Mary Kratka, P.O. Box 47-0420, Celebration, FL 34747. Telephone 407-518-0010.


Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services. Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry’s intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites.

Contact: Brian Cavalli, 350 Hudson Street, Ste. 300, New York,NY 10014. Telephone: (201) 942-7132. Email:


WRAPmail combines our proprietary patented technology with your custom marketing content which provides a next generation marketing platform for your organization or personal use.

WRAPmail provides a email advertising solution to organizations and individuals, allowing their email to be written on their branded letterhead as opposed to using a simple signature. Our “Instant Click Alert” gives the sender immediate feedback on what is important to your recipient.

Contact: Marco Alfonsi, 960 S. Broadway, Hicksville, NY 11756. Telephone: (516) 205-4751. Email:

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