NIBA March 26-27, 2018 New York, NY Conference

The National Investment Banking Association (NIBA) was proud to host its 143rd investment conference on March 26-27, 2018 at the Westin New York at Times Square in New York City.
NIBA Conferences:
- Are one-and-a-half day fast-paced intimate events showcasing public and private companies, regardless of size or industry, who are actively seeking to raise capital and/or to raise their profile in the investment community.
- Are designed to capitalize upon expended time for all conference attendees.
- Morning sessions feature initial 10-minute overview presentations by Presenting Companies.
- Afternoon sessions provide the opportunity for attendees to fully engage interested parties with full presentations, affording time for in-depth question and answers via scheduled one-on-one meetings.
- Include informational panels and speakers, a welcome reception, breakfast, lunch, breaks and a closing reception.
Attendees Are:
Registered Investment Advisors, Private Equity Groups, Investors, Family Offices, Investment Bankers, Broker Dealers, Boutique Corp. Finance, Specialized Investment Brokerages, Venture Capital Groups, Fund Managers and industry service providers.
Download the NIBA March 26-27, 2018 New York, NY Conference Agenda in .pdf format
Videos of the NIBA 2018 March New York Speakers Seth Farbman, Chairman, VStock Transfer LLC “How Companies Can Benefit From LinkedIn,” David Feldman, Partner, Duane Morris, LLP “Regulation A+ At A Glance,” Edward Fitzpatrick, ISEG Limited “I Am Here To Make You Money,” and Clint Arthur, Clint Arthur TV “Be A Celebrity in Your Customer’s Eyes” have been posted on the NIBA Blog. These videos are also available on our NIBAVideo YouTube channel.
Videos of the NIBA 2018 March New York Speakers Seth Farbman, Chairman, VStock Transfer LLC “How Companies Can Benefit From LinkedIn,” David Feldman, Partner, Duane Morris, LLP “Regulation A+ At A Glance,” Edward Fitzpatrick, ISEG Limited “I Am Here To Make You Money,” and Clint Arthur, Clint Arthur TV “Be A Celebrity in Your Customer’s Eyes” have been posted on the NIBA Blog. These videos are also available on our NIBAVideo YouTube channel.
Presenting Companies at NIBA New York, NY March 26-27, 2018
If you want to contact a company, please follow the guidelines of NIBA’s Ethical Policy and ONLY do so through the company’s NIBA Sponsor.
Eyes 4 Lives, Inc. Lynne Bolduc, Esq. at lbolduc@fyklaw.com |
Greenway Technologies Patrick Six, President and Chairman at patrick.six@gwtechinc.com |
inno360 James E. Hock at jh@hanoverintlinc.com |
Presenting Companies
About the Westin New York at Times Square
The Westin New York offers a refreshing hotel experience in the heart of Midtown Manhattan. The impressive 45-story tower distinguishes this 873-room landmark hotel located in the heart of Broadway – within walking distance of 40 theatres and world-famous shops and restaurants. Luxurious rooms and suites feature Heavenly Beds® and Heavenly Baths®. Guests can take advantage of the indoor parking garage located across the street where Westin Guests will be offered preferred pricing if staying at the hotel. Guests can shape up in the WestinWORKOUT® Gym, or stroll from the lobby into E Walk®, a 200,000 sq. ft. retail, dining and entertainment complex.
- Within walking distance to 40 Broadway theaters & Restaurant Row.
- Close to spectacular sights & New York City’s most famous landmarks.
- Easy to Access subway system, Penn Station and Grand Central Station.
- Surrounded by New York City’s fashion and financial districts.
- Convenient to all New York City’s airports.
- World famous shopping just steps away
GOLD SPONSORS
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Since its founding in 1990, Hanover International has advised hundreds of micro, small and mid-cap companies – both public and private – with defining and implementing effective capital formation, new business development and institutional shareholder relations strategies. Our team is composed of a group of professionals across a number of disciplines that provide comprehensive advice, support and guidance to companies, both private and public, interested in entering the capital markets. With offices in New York City and Los Angeles, Hanover International is comprised of a talented team of professionals with proven expertise in the areas of corporate finance, market awareness, SEC law and compliance, market research and analysis, corporate management and new business development. Contact: James E. Hock, 44 Wall Street, 12th Floor, New York, NY 10005. Telephone: 760-564-7400. Email: jh@hanoverintlinc.com. |
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Island Stock Transfer is a full service transfer agency registered with the Securities and Exchange Commission and is a participant of the DWAC-FAST system with DTCC. We are committed to a higher level of responsiveness, efficiency and customer service. We are a partner to over 500 companies and their shareholders. Island Stock Transfer services include, but are not limited to, recording shareholder ownership, corporate actions, full annual meeting services and information mailings. Contact: Carl Dilley, 15500 Roosevelt Blvd., Ste. 301, Clearwater, FL 33760. Telephone: 727-289-0010. Email: |
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Sheppard Mullin Richter & Hampton LLP is a full service Global 100 firm handling corporate and technology matters, high stakes litigation and complex financial transactions. From our 15 offices in North America, Europe and Asia, we offer global solutions to our clients around the world, providing seamless representation in multiple jurisdictions. We are a firm that truly puts clients first. And this sets us apart. We don’t just give lip service to client service. Every attorney and staff member has a plaque in his/her work space listing our client service expectations. We regularly give “Clients First” awards to attorneys and staff members who “go the extra mile” for our clients. Client service is part of our culture and permeates everything we do. Contact: Andrea Cataneo, Partner, 30 Rockefeller Plaza, New York, NY 10112-0015. Telephone: 212-634-3096. Email: ACataneo@sheppardmullin.com. |
SILVER SPONSORS
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Carmel, Milazzo & DiChiara LLP has a combined 40+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial. Located in the heart of Manhattan, the firm reflects the sophistication of the business and financial capital of the world. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds. Contact: Peter DiChiara, Esq., Partner, 261 Madison Avenue, 9th Floor, New York, NY 10016. Telephone: 646-838-1312. Email: pdichiara@cmdllp.com. |
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With more than 100 offices and 4,600 associates in major metropolitan areas and suburban cities throughout the U.S. CBIZ (NYSE: CBZ) delivers top-level financial and benefits and insurance services to organizations of all sizes, as well as individual clients, by providing national-caliber expertise combined with highly personalized service delivered at the local level. We are one of the nation’s leading: Accounting Providers Contact: Sarah Cirelli, 5 Bryant Park @ 1065 Avenue of the Americas, New York, NY 10018. Telephone: 212-790-5740. Email: SCirelli@CBIZ.com. |
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The CFO Squad prides itself with making life easier for CEOs, CFOs, auditors, legal counsel and others with a variety of financial reporting services, and we do it at a fraction of the cost of a full accounting staff. Our core business in helping clients with their SEC Compliance (S-1, 8K, 10K, 10Q and other SEC filings). We do everything that auditors are prohibited from doing for management. We provide essential pre-audit, technical accounting or financial reporting skills needed file SEC reports on-time, or bankers and investors informed. From start-ups with no accounting staff to multi-national companies, our services are tailored to fit the needs of clients from around the world.
Contact: Joseph Himy, 46 Main Street, Ste. 119, Monsey, NY 10952. Telephone: 845-613-3394. Email: himy@cfosquad.com. |
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ChineseInvestors.com, Inc. (OTCQB: CIIX), founded in 1999, endeavors to be a leading financial information website that provides real-time market commentary, analysis, and educational related services to Chinese-speaking investors via the company’s dynamic financial website, www.chinesefn.com. The Company went public on OTCQB in January 2012 under the symbol CIIX. After recognizing unprecedented opportunities in the U.S. cannabis industry, ChineseInvestors.com started laying the groundwork to capitalize on the growing demand for Cannabidiol-based (CBD) nutrition and health products. By the end of 2016, the Company has begun implementing its plans for a new website, mobile application and online distribution of CBD oils for the booming global Medical Marijuana industry. While marijuana use in China is illegal, cannabis-based oils including Hemp based CBD’s are legal, thus opening a potential market of nearly two billion people for the Company. Contact: Warren Wang, 227 W. Valley Blvd., Suite 208A, San Gabriel, CA 91776. Telephone: 626-589-2468. Email: chinese.warrenwang@gmail.com. |
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Edgar Agents® is a top-rated, full-service financial filing and printing firm that converts financial documents into EDGAR® and XBRL formatted files and files them directly with the SEC. We also offer newswire, financial typesetting and printing services, among many other value-added services. Since 1997, Edgar Agents® has been transmitting documents with the SEC and is one of the fastest growing EDGAR®/XBRL filing businesses in the market. With clients all over the world, our staff consists of highly trained individuals with degrees in various industries such as accounting, business and technology. Contact: Steve Yakubov, 207 W 25th Street, 9th Floor, New York, NY 10001. Telephone: 212-265-3347. Email: steve@edgaragents.com. |
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The Giordano Group, Inc., Div Network 1 Financial Securities is a capital markets advisory and consulting firm. Life Science Practice securities offered through Network 1 Financial Securities, Inc. Contact: Robert Giordano, The Giordano Group, Division of Network 1 Financial Securities. Telephone: 917-327-3938. Email: rgiordano@netw1.com. |
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RRBB Accountants and Advisors is a full-service accounting, advisory and consulting firm located in central NJ. We put our client relationships first by providing responsive, quality service at reasonable rates. We have been in public accounting, delivering high quality accounting and advisory services for over 50 years and have experts with vast experience in many disciplines. We can be your one source for many resources. Founded in 1961 as Rosenberg Rich Baker Berman & Company, RRBB has grown to become one of the most respected accounting firms in the state, serving clients across the U.S. and worldwide, with 11 partners and 60 plus professional staff working out of our two offices. RRBB offers big firm capabilities with boutique firm attention. Specifically some of the many services; Accounting, Audit, tax, estate planning and consulting, valuation and litigation support, CFO outsourcing and FINOP services, Asset and Wealth management, Professional practices consulting, Consulting services to startups and early stage companies from formation to due diligence. Contact: Brian F. Zucker, CPA, 265 Davidson Ave. #210, Somerset, NJ 07719. Telephone: 908-231-1000. Email: bzucker@cfopartners.com. |
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Thayer O’Neal is an entrepreneurial CPA firm with an expert team of CPAs, Certified Fraud Examiners and Enrolled Agents. Our team is multilingual and multicultural. We provide traditional CPA firm assurance, attestation, audit and tax services, as well as consulting to help our clients improve profitability and grow their businesses. Contact: Thomas M. O’Neal, 101 Parklane Boulevard, Suite 201, Sugar Land, TX 77478. Telephone: 281-552-8430. Email: moneal@thayeroneal.com. |
CONFERENCE SPONSORS
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BANQ® is the internet marketplace that is reinventing the primary capital markets. We are giving meaning back to public offerings and enabling the crowd to participate in deals from a qualified network of investment banks. Our base of qualified investors will get the first look and opportunity to invest in deals by fast-growth companies with promise of liquidity through dividends or public markets. Our entire process is engineered to be effortless for the investor, from initial account setup to the exit, without all the hassle of depositing share certificates. Experienced brokers are always ready to assist and guide investors at every step. Contact: Mark Elenowitz, 1450 Broadway 26th Floor, New York, NY 10018. Telephone: 917-512-0822. Email: mark@tripointglobalequities.com. |
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Consilium Global Research (CGR) is the bridge between companies and investors. To improve our clients’ market valuation, increase trading activity and lower cost of capital, we provide a thorough and objective company analysis, distributed throughout the institutional and retail investment communities, one-on-one meetings with targeted investors, and relevant advisory services. Contact: Don McDonald, 360 Central Ave., Ste. 800, St. Petersburg, FL 33701. Telephone: (727) 329-8652. Email: don@consiliumglobalresearch.com. |
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Duane Morris LLP, a law firm with more than 800 attorneys in offices across the United States and internationally, is asked by a broad array of clients to provide innovative solutions to today’s legal and business challenges. Evolving from a partnership of prominent lawyers in Philadelphia a century ago, Duane Morris’ modern organization stretches from the U.S. to Europe and the Middle East, and now across Asia. Throughout this global expansion, Duane Morris has remained committed to preserving its collegial, collaborative culture that has attracted many talented attorneys. The firm’s leadership, and outside observers like the Harvard Business School, believe this culture is truly unique among large law firms, and helps account for the firm continuing to prosper throughout changing economic and industry conditions. Contact: David Feldman, 1540 Broadway, New York, NY 10036. Telephone: (212) 692-1036. Email: DNFeldman@duanemorris.com. |
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The law firm of Hunter Taubman Fischer & Li LLC is committed to providing superior service while adhering to the highest ethical standards. We possess a broad base of knowledge and extensive experience – which provides a distinct advantage to our clients. The firm carefully selects its attorneys from among the top professionals in the legal field. Contact: Louis Taubman, 1450 Broadway, 26th Floor, New York, NY 10018. Telephone: 917-512-0827. Email: ltaubman@htflawyers.com. |
MEDIA SPONSORS
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Issuer Direct® is an industry-leading communications and compliance company focusing on the needs of corporate issuers. Issuer Direct’s principal platform, Platform id., empowers users by thoughtfully integrating the most relevant tools, technologies and services, thus eliminating the complexity associated with producing and distributing financial and business communications. Headquartered in RTP, NC, Issuer Direct serves more than 2,000 public and private companies in more than 18 countries. Contact: Brian Balbirnie, 500 Perimeter Park Drive Suite D, Morrisville, NC 27560. Telephone: (919) 481-4000. Email: brian.balbirnie@issuerdirect.com. |
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New to the Street (FMW Media Works) offers a thorough platform to cover all your IR needs utilizing traditional media; TV, print and radio, in combination with new media, to share your company’s vision. Part of our solution is, we follow companies and allow them video news magazine interviews to tell their story to the masses in a way that the average investor can understand the value proposition. Schedule a discreet meeting so that our team can strategize with your company to assist in sharing your vision to the investing community. Contact: Vince Caruso, 535 Broad Hollow Road, Suite #m105, Melville, NY 11747. Telephone: 631-465-0284. Email: vince.caruso@newtothestreet.com. |
CONFERENCE BAG
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Four Springs Capital Trust is an internally managed real estate investment trust focused on acquiring, owning and actively managing a portfolio of single-tenant, income producing retail, industrial, medical and other office properties throughout the United States that are subject to long-term net leases. Contact: Chris Neary, 1901 Main Street, Lake Cuomo, NY 07719. Telephone: (732) 749-7353. Email: cneary@fscap.net. |
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