NIBA November 13-14, 2017 New York, NY Conference

Westin New York at Times Square

The National Investment Banking Association (NIBA) was proud to host its 142nd investment conference on November 13-14, 2017 at the Westin New York at Times Square in New York City.

NIBA Conferences are one-and-a-half day fast-paced intimate events that provide private and public issuers, regardless of size or industry, a unique platform to present their individual stories to our vast network of Registered Investment Advisors, Private Equity Groups, Family Offices, Investment Bankers, Broker Dealers, Boutique Corp. Finance, Specialized Investment Brokerages, Venture Capital Groups, Financing Partners, Market Makers and market professionals, all experienced within the capital markets.

Our Conference forum is specifically designed to capitalize upon expended time for management of presenting companies by providing an abbreviated initial 10 minute overview presentation to all conference attendees which is also live filmed, providing access to members not in attendance and an additional marketing opportunity for presenters by posting to their company websites. Additionally, scheduled one-on-one meetings provide presenting companies an opportunity to fully engage potential investors with full presentations and affords time for in-depth question and answers. Don’t miss the next NIBA conference!

Download the NIBA November 13-14, 2017 New York, NY Conference Agenda in .pdf format

Video of the NIBA 2017 November New York Monday Speaker Bob Van Heuvelen, Founder and CEO of VH Strategies – “State of Play in Washington DC: Finding Additional Financial, Regulatory and Tax Assistance” has been posted on the NIBA Blog. This video is also available on our NIBAVideo YouTube channel.

Photos from NIBA New York, NY, November 13-14, 2017

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Photography by D. Scott Foshee

Presenting Companies at NIBA New York, NY November, 2017

If you want to contact a company, please follow the guidelines of NIBA’s Ethical Policy and ONLY do so through the company’s NIBA Sponsor.

3DBiopsy, Inc.
Fred Newcomb at

3i Diagnostics, Inc.
James E. Hock at

American Software Capital
David Chen, CEO at

James E. Hock at

Cardiac Insight, Inc.
James E. Hock at

Digital Social Retail, Inc.
Daniel T. Guilfoile at

Digitrax Entertainment, Inc.
James E. Hock at

Flow Pharma, Inc.
James E. Hock at

Jericho Oil Corporation
Brian Williamson, CEO at

Mira Technologies Group
James E. Hock at

My Elder Advocate
Andrea Cataneo, Esq. at

SpeechVive, Inc.
James E. Hock at
James E. Hock at

VIE Technologies
Gary Spaniak at

Videos courtesy of New To The Street.

China Information Technology
Erna Li at
deproot Funds
Ken Norensberg at
Dogness (International) Corporation
Micah Eldred at
Four Springs Capital Trust
William Dioguardi at
General Sleep Corporation
James E. Hock at
Kineta, Inc.
James E. Hock at
Omnity, Inc.
James E. Hock at
Origin, Inc.
Joseph Guccione at
Portland Development Group Investments
Patrick Murphy at
Qrons, Inc.
Seth Farbman at
Urban Shipping Technology, Inc.
Seth Farbman at
Vitellus LLC DBA “HappyNest”
Daniel T. Guilfoile at
VolitionRx Limited
Andrew Dorman at
WUND Healing Biopharmaceuticals
John Laub, President at


Accesswire is a premier news and communications network, providing regional, national, and global news to hundreds of clients globally. In addition to our world class and ever growing distribution network, Accesswire is also leading the way in social engagement, targeting and analytics. Our Editorial team is located in Research Triangle Park, North Carolina. Contact us today To learn more about Accesswire and its parent company, please visit

Contact: Al Aneja, 2455 East Sunrise Blvd., Ste. 1201, Fort Lauderdale, FL 33304. Telephone: (954) 390-6060. Email:

Since its founding in 1990, Hanover International has advised hundreds of micro, small and mid-cap companies – both public and private – with defining and implementing effective capital formation, new business development and institutional shareholder relations strategies.

Our team is composed of a group of professionals across a number of disciplines that provide comprehensive advice, support and guidance to companies, both private and public, interested in entering the capital markets.

With offices in New York City and Los Angeles, Hanover International is comprised of a talented team of professionals with proven expertise in the areas of corporate finance, market awareness, SEC law and compliance, market research and analysis, corporate management and new business development.

Contact: James E. Hock, 44 Wall Street, 12th Floor, New York, NY 10005. Telephone: 760-564-7400. Email:

Sheppard Mullin

Sheppard Mullin Richter & Hampton LLP is a full service Global 100 firm handling corporate and technology matters, high stakes litigation and complex financial transactions. From our 15 offices in North America, Europe and Asia, we offer global solutions to our clients around the world, providing seamless representation in multiple jurisdictions.

We are a firm that truly puts clients first. And this sets us apart. We don’t just give lip service to client service. Every attorney and staff member has a plaque in his/her work space listing our client service expectations. We regularly give “Clients First” awards to attorneys and staff members who “go the extra mile” for our clients. Client service is part of our culture and permeates everything we do.

Contact: Andrea Cataneo, Partner, 30 Rockefeller Plaza, New York, NY 10112-0015. Telephone: 212-634-3096. Email:


Carmel, Milazzo & DiChiara LLP

Carmel, Milazzo & DiChiara LLP has a combined 40+ years of experience in representing clients in corporate transactions, and business and commercial disputes. Our team has significant experience in all phases of litigation in federal and state courts, as well as arbitration forums, from the initiation of the action through trial.

Located in the heart of Manhattan, the firm reflects the sophistication of the business and financial capital of the world. Our committed and skilled attorneys represent a broad client base including individuals, start-ups, small and mid-sized private companies, public companies, brokers, broker-dealers, private equity firms and hedge funds.

Contact: Peter DiChiara, Esq., Partner, 261 Madison Avenue, 9th Floor, New York, NY 10016. Telephone: 646-838-1312. Email:

Hilton Advisory is an investor relations marketing firm that is passionate about empowering companies. We are able to help companies take their business to the next level because we understand investors and the journey they go through.

The services we provide include everything from website development to social media management, from search engine optimization to pay-per-click advertising. Depending on the client and their needs is how we structure our programs.

We know that our partners have a business to run and don’t necessarily have the time or the experience to plan and execute an effective IR program. Our team will take the time to get to know our partner’s business objectives and their business as a whole, understand their challenges, find out exactly who and where their audience is and put together a plan that all parties can agree would make the most sense to accomplish the goal. Please visit our services pages for a comprehensive list and description of deliverables.

Contact: Sean Dougherty, 72 Browns Race, Suite 100, Rochester, NY 14614. Telephone: (929) 445-8667. Email:

Island Stock Transfer

Island Stock Transfer is a full service transfer agency registered with the Securities and Exchange Commission and is a participant of the DWAC-FAST system with DTCC.

We are committed to a higher level of responsiveness, efficiency and customer service. We are a partner to over 500 companies and their shareholders. Island Stock Transfer services include, but are not limited to, recording shareholder ownership, corporate actions, full annual meeting services and information mailings.

Contact: Carl Dilley, 15500 Roosevelt Blvd., Ste. 301, Clearwater, FL 33760. Telephone: 727-289-0010. Email:


PowerUp Lending Group is a direct lender, not a fund. We have no outside investors. All of our loans are funded with assets of the company without any participations or third-party involvement. This is why PowerUp Lending Group is the fastest loan provider in the industry.

The management team behind PowerUp Lending Group has been providing funds for small businesses from Wall Street to Main Street for nearly 10 years. With nearly $600 million of capital deployed across the USA, we are committed to helping companies not only grow, but thrive.

Contact: Seth Kramer, Esq., 111 Great Neck Rd. Suite 216, Great Neck, NY 11021. Telephone: 516-498-9890. Email:

RRBB Accountants and Advisors

RRBB Accountants and Advisors is a full-service accounting, advisory and consulting firm located in central NJ. We put our client relationships first by providing responsive, quality service at reasonable rates. We have been in public accounting, delivering high quality accounting and advisory services for over 50 years and have experts with vast experience in many disciplines. We can be your one source for many resources. Founded in 1961 as Rosenberg Rich Baker Berman & Company, RRBB has grown to become one of the most respected accounting firms in the state, serving clients across the U.S. and worldwide, with 11 partners and 60 plus professional staff working out of our two offices.

RRBB offers big firm capabilities with boutique firm attention. Specifically some of the many services; Accounting, Audit, tax, estate planning and consulting, valuation and litigation support, CFO outsourcing and FINOP services, Asset and Wealth management, Professional practices consulting, Consulting services to startups and early stage companies from formation to due diligence.

Contact: Brian F. Zucker, CPA, 265 Davidson Ave. #210, Somerset, NJ 07719. Telephone: 908-231-1000. Email:

Thayer O’Neal is an entrepreneurial CPA firm with an expert team of CPAs, Certified Fraud Examiners and Enrolled Agents. Our team is multilingual and multicultural.

We provide traditional CPA firm assurance, attestation, audit and tax services, as well as consulting to help our clients improve profitability and grow their businesses.

Contact: Thomas M. O’Neal, 101 Parklane Boulevard, Suite 201, Sugar Land, TX 77478. Telephone: 281-552-8430. Email:



BANQ® is the internet marketplace that is reinventing the primary capital markets. We are giving meaning back to public offerings and enabling the crowd to participate in deals from a qualified network of investment banks. Our base of qualified investors will get the first look and opportunity to invest in deals by fast-growth companies with promise of liquidity through dividends or public markets.

Our entire process is engineered to be effortless for the investor, from initial account setup to the exit, without all the hassle of depositing share certificates. Experienced brokers are always ready to assist and guide investors at every step.

Contact: Mark Elenowitz, 1450 Broadway 26th Floor, New York, NY 10018. Telephone: 917-512-0822. Email:

The CFO Squad prides itself on producing high quality work. This is why our premier source of new clients is through our current and past clients as well as through our clients’ auditors. When choosing the CFO Squad, you work with a handpicked group of our professionals whose expertise matches your specific business needs. Our services are tailored to your unique set-up and with a small group of our selected professionals; we empower and support your staff in a nonintrusive way, enabling your core staff to outperform themselves.

Contact: Joseph Himy, 46 Main Street, Ste. 119, Monsey, NY 10952. Telephone: (845) 613-3394. Email:

Consilium Global Research (CGR) is the bridge between companies and investors. To improve our clients’ market valuation, increase trading activity and lower cost of capital, we provide a thorough and objective company analysis, distributed throughout the institutional and retail investment communities, one-on-one meetings with targeted investors, and relevant advisory services.

Contact: Don McDonald, 360 Central Ave., Ste. 800, St. Petersburg, FL 33701. Telephone: (727) 329-8652. Email:

Hunter Taubman Fischer Li

The law firm of Hunter Taubman Fischer & Li LLC is committed to providing superior service while adhering to the highest ethical standards.

We possess a broad base of knowledge and extensive experience – which provides a distinct advantage to our clients. The firm carefully selects its attorneys from among the top professionals in the legal field.

Contact: Louis Taubman, 1450 Broadway, 26th Floor, New York, NY 10018. Telephone: 917-512-0827. Email:

With an international reach and the ability to serve companies both local and abroad, MaloneBailey proudly delivers audit, tax, accounting and consulting services to public and private companies, both small and mid-market. The firm is an established market leader in the delivery of audit services to publicly traded clients, with over 100 U.S. listed registrants as clients, including NYSE, NASDAQ, NYSE MKT and OTC listed companies.

Contact: Xiaodong (George) Qin, 9801 Westheimer Road, Ste. 1100, Houston, TX 77042. Telephone: (713) 343-4286.

New to the Street

New to the Street (FMW Media Works) offers a thorough platform to cover all your IR needs utilizing traditional media; TV, print and radio, in combination with new media, to share your company’s vision. Part of our solution is, we follow companies and allow them video news magazine interviews to tell their story to the masses in a way that the average investor can understand the value proposition.

Schedule a discreet meeting so that our team can strategize with your company to assist in sharing your vision to the investing community.

Contact: Vince Caruso, 535 Broad Hollow Road, Suite #m105, Melville, NY 11747. Telephone: 631-465-0284. Email:

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