NIBA October 12 – 14, 2015, New York, NY Conference

Westin New York Grand Central

The National Investment Banking Association (NIBA) was proud to host its 136th investment conference on October 12-14, 2015 at the Westin New York Grand Central.

This must-attend event provided unique opportunities for broker dealers, investment bankers, fund managers, RIAs, and capital market service providers to make valuable industry connections. Our event showcased private and public companies seeking access to the financial industry. NIBA conferences take the “road out of road-show.” Companies first present formally to hundreds and then have the opportunity to meet privately and have in-depth one-on-one meetings with interested parties. Don’t miss the next NIBA conference!

Download the NIBA October 2015 New York, NY Conference Agenda

Updated 10/12/2015 at 10:30am EST

Conference Presentation Videos have been uploaded to the NIBA Virtual Data Room with Prosperity Systems. Login here to view.

Videography by D. Scott Foshee

Videos of NIBA 2015 October New York Conference Speaker Neil Kaufman – “Attracting Capital” and NIBA 2015 October New York Reg A Panel – “Reg A + Cutting Through the Clutter” have been posted on the NIBA Blog. These videos are also available on our NIBAVideo YouTube channel.

Videography by D. Scott Foshee

The Official NIBA New York, NY October 2015 Conference Video

Video courtesy of StockVest.

Photos from NIBA New York, NY, October 12 – 14, 2015

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Photography by D. Scott Foshee

Presenting Companies at NIBA New York, NY October, 2015

If you want to contact a company, please follow the guidelines of NIBA’s Ethical Policy and ONLY do so through the company’s NIBA Sponsor.  All licensed persons may click here and view all company General Session presentations in the NIBA Virtual Data Room. NIBA Virtual Data Room users must register to view the detailed presenting company information.

Advanced Resilient Technology
James E. Hock at
Andrea Cataneo, Esq. at

ExeLED Holdings, Inc. (ELED)
James E. Hock at

Fanz United, LLC
James E. Hock at

Andrea Cataneo, Esq. at

MC-CAN Group Inc.
William Jordan at

P2P Cash
John Tsigakos at

Second Life Pharma PBC
James E. Hock at

Targeted Microwave Solutions (TGTMF)
Jerry Astor at

United Health Products, Inc. (UEEC)
James E. Hock at

WrapMail (WRAP)
Marco Alfonsi at

Yappn Corp. (YPPN)
David Lucatch at
Armour Midstream
Gerald Adler, Esq. at
Databiology, Inc.
James E. Hock at
Entia Biosciences, Inc. (ERGO)
John Heidenreich at
Idea Street, Inc.
Mark Elenowitz at
Medite Cancer Diagnostics, Inc.
Michaela Ott at
OS New Horizon LTD
Sunny Barkats at
PlateSmart Technologies
James E. Hock at
QuantumSphere, Inc. (QSIM)
James E. Hock at
Reign Sapphire Corporation
Seth Farbman at
Sensei, LLC
James E. Hock at
T Rex Oil, Inc. (TRXO)
Daniel T. Guilfoile at


JMJ Financial is a privately held investment firm that specializes in providing growth and development capital to emerging small cap companies. JMJ is not a broker or finder, the firm invests its own capital into transactions designed to build long term working relationships with a focused group of innovative companies. With over 150 Nasdaq, OTC Markets, NYSE, and OTCBB companies in its portfolio and a long and highly successful track record, JMJ Financial is one of the most active and reliable investors in the space. Contact: Sandy Weisman, Telephone: (844) 414-9040. Email:


Sichenzia Ross Friedman Ference LLP (“SRFF”) provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters.

Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws. Our practice includes the representation of clients located in the United States and throughout the World.

Our areas of expertise include corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. In addition, we provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny. Contact: Andrea Cataneo, Esq., 61 Broadway, 32nd Floor, New York,NY 10006. Telephone 212-398-3471. Email:




BetaZi creates state-of-the-art production forecasting solutions for the Oil & Gas Industry using physics-based predictive analytics. BetaZi has been vetting its new science and providing meaningful intelligence to producers and financiers since 2012. Having modeled over 400,000 wells, we know that our automatic results are accurate and useful for decision makers from the oil patch to the board room. Using cutting-edge technology, BetaZi helps clients make confident, profitable decisions for their assets in record time.


RPS is multinational energy resources and environmental consultancy company providing independent techno-commercial advice and services to the energy and other industries and the financial institutions that support and invest them. RPS has an extensive track-record supplying Competent Persons and Reserves Reports as well as working closely with accountancy and legal in transaction advice teams. For oil and gas, the amalgamation of BetaZi’s cutting edge computer science combined with RPS’ oil-field and engineering experience provides a unique and potent service capable of delivering real insight throughout the deal-cycle from pre-screening target acquisitions through to deeper-dive due diligence and post-deal surveillance and risk mitigation.


MaloneBailey, LLP, with offices in Houston, New York, Beijing and Shenzhen, is a market-leading, full-service accounting firm delivering high-quality small and middle-market private and public company audit and tax services.




JSBarkats, PLLC is fully committed to the success of each client. We deliver effective, timely, and practical legal advice and services, and consider ourselves to be integral members of our client’s team. Our objective with each client is to thoroughly understand their businesses and needs, and we play an active role in helping them exploit opportunities, overcome challenges, and ultimately achieve their goals. Contact: Sunny Barkats, 18 East 41 Street, 19th Floor New York, NY 10017. Telephone (646) 502-7007. Email:


Founded in 1977 and based in Lawrenceville, New Jersey, SZAFERMAN LAKIND BLUMSTEIN & BLADER, P.C. is a full service law firm which holds Martindale-Hubbell’s ™ highest rating of AV, and has been ranked a Tier-1 Law Firm by U.S. News & World Report in its 2014 Best Law Firms edition. The firm is proud to have been recognized by New York Magazine as one of the New York Area’s Top Ranked Law Firms. Szaferman Lakind consists of four primary practice groups: general litigation, family law, personal injury and business. Our attorneys work together across practice areas to provide effective guidance to our clients, whether individuals, families, businesses or investors. We take pride in developing creative, cost effective solutions to achieve our clients’ goals. Contact: Gregg Jaclin, Esq., 101 Grovers Mill Road, 2nd Floor, Lawrenceville, New Jersey 08648. Telephone 609-557-0951. Email:


VStock Transfer is a NY based stock transfer and registrar firm which was founded by lawyers and is managed by lawyers. We can provide you/your client with customized pricing to offer costs savings. We provide you with DWAC services, dedicated account managers, FREE 24-7 Issuer access online to shareholder reports, and outstanding customer service that will impress the Issuer and the shareholders. We are also able to assist companies with DTC eligibility and can help bring market makers to the table to assist with the 15c211 process when needed. Contact: Lisa Loew, VP of Sales, VStock Transfer, LLC, 77 Spruce Street, Suite 201, Cedarhurst, New York 11516. Telephone 646-335-0311 (Direct), 917-742-7939 (Cell), 917-742-7939, or (646) 536-3179 (FAX). Email:




Traditionally, only institutional investors were given a chance to invest in public offerings. Individuals had to rely on secondary markets and were rarely given a chance to get the first bite in these deals. BANQ is the internet marketplace that is reinventing the primary capital markets. We are giving meaning back to public offerings and enabling the crowd to participate in deals from a qualified network of investment banks. Our base of qualified investors will get the first look and opportunity to invest in deals by fast-growth companies with promise of liquidity through dividends or public markets.

Contact: Mark Elenowitz, 130 W 42nd Street, 10th Floor, New York, NY 10036. Telephone: (212) 732-7184. Email:


Founded in 1968, Ruskin Moscou Faltischek has since emerged as the preeminent Long Island law firm. For over 45 years, Ruskin Moscou Faltischek has consistently evolved and expanded to meet our clients’ changing needs. As specialized as we are diverse, we have built cornerstone groups that represent all major practice areas of law including: corporate & securities, financial services, commercial litigation, health care, real estate, employment, and trusts & estates. We service a diverse and sophisticated clientele that includes large and mid-sized corporations, privately held businesses, institutions and individuals. With more than 60 attorneys, superior knowledge of the law, polished business acumen and proven credentials, Ruskin Moscou Faltischek has earned a reputation for excellence and success. It is this ongoing achievement that makes us an acknowledged leader among our peers and the preferred choice among business leaders.

Contact: Kristen Edelman, 1425 RXR Plaza, Uniondale, NY, 11556. Telephone: (516) 663-6600. Email:

StockVest financial market relations. Contact: Mary Kratka, P.O. Box 47-0420, Celebration, FL 34747. Telephone 407-518-0010.


Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services. Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry’s intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites.

Contact: Brian Cavalli, 350 Hudson Street, Ste. 300, New York,NY 10014. Telephone: (201) 942-7132. Email:

Items Auctioned at the NIBA October New York Conference
Proceeds to Fund Charity Programs

Framed Caddy Shack Triple Signed Cindy Morgan/Michael Okeefe/Chevy Chase Golf Pin Flag w/ “Lacey, Noonan”Insc
Framed Idina Menzel Signed Disney’s Frozen 24×36 Movie Poster
Framed Field of Dreams 16×20 Story Photo Signed By Actor Dwier Brown
Mike Tyson/Evander Holyfield Dual Signed ‘Tyson Biting Holyfield’s Ear’ 22×26 Stretched Canvas
Henrik Lundqvist Signed New York Rangers Full Size Replica Shield Logo Goalie Mask w/Glass Case
Alex Morgan Signed Wave w/ Flag 24×28 3D Shadowbox
Alex Rodriguez Signed Rawlings Black Big Stick Bat
Odell Beckham Jr’s Signed One-Handed Touchdown Catch 16×20 Photo
John Wooden Success 22×27.5 Framed Collage w/ Signed Card
Framed Adam Scott Signed 11×14 Photo (JSA COA)
Bubba Watson Signed Hitting Out of Sand Trap 11×14 Photo (JSA COA)
Phil Mickelson Signed Hitting Wedge at Masters 8×12 Photo (JSA COA)
Derek Jeter Signed Jordan Brand Blue/White Lux Cleat w/Glass Case
Lawrence Taylor Signed New York Giants White Panel Jarden Signature Football w/Glass Case
Juan Lagares Signed Authentic New York Mets Home Jersey (MLB Auth)
Darrelle Revis Signed Jets Mini Helmet w/Glass Case