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NIBA 2012 September New York Luncheon Speakers – James Baxter, Esq., David Gourevitch, Esq. and Michael Scillia

by Scott Foshee on September 25, 2012

NIBA 2012 September New York Luncheon Speakers James Baxter, Esq., David Gourevitch, Esq. and Michael Scillia. James Baxter, Esq., Chairman and General Counsel of New York Global Group, speaks about the ABA article regarding the SEC’s enforcement bias against small Broker Dealers. David Gourevitch, Esq., of the Law Office of David Gourevitch P.C. and former […]

Videos – NIBA March 2-4, 2011 Ft. Lauderdale Luncheon Speaker FINRA Executive Joe Price, and Panel Discussion

by Scott Foshee on March 15, 2011

FINRA Executive Joe Price, SVP of Corporate Financing and Advertising Regulation, was the luncheon speaker at NIBA’s March 2-4, 2011 Ft. Lauderdale Investment Conference. Mr. Price addressed rulemaking changes involving FINRA Rules 5122, 1113, 9520, and 6490. He also participated in an informative panel discussion afterwards. These videos have been added to our NIBAVideo YouTube […]

National Investment Banking Association (NIBA) Announces Joe Price, SVP & Corporate Financing / Advertising Regulation at FINRA Will Be the Keynote Luncheon Speaker March 3 At Its Ft. Lauderdale, FL Conference

by Scott Foshee on March 12, 2011

Athens, Georgia – February 16, 2011 The National Investment Banking Association (NIBA) today announced Joe Price, Senior Vice President, Corporate Financing / Advertising Regulation, at the Financial Industry Regulatory Authority (FINRA) will be the Keynote Luncheon Speaker on Thursday, March 3, 2011 at NIBA’s upcoming Ft. Lauderdale, FL Conference. Mr. Price will also be representing […]