FINRA Executive Joe Price, SVP of Corporate Financing and Advertising Regulation, was the luncheon speaker at NIBA’s March 2-4, 2011 Ft. Lauderdale Investment Conference. Mr. Price addressed rulemaking changes involving FINRA Rules 5122, 1113, 9520, and 6490. He also participated in an informative panel discussion afterwards. These videos have been added to our NIBAVideo YouTube Channel, and all five clips are embedded below.
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